What should a broker do if they are cited for a violation of the license law?

When a broker is cited for a violation of the license law, it is crucial to respond appropriately to maintain their professional standing and address any legal issues. By responding in writing to the Commission, the broker takes a proactive approach to the citation, demonstrating a willingness to engage with the regulatory authority and clarify the circumstances surrounding the violation.

Responding in writing not only allows the broker to present their side of the story, but it also serves as a formal record of communication with the Commission. This response can include explanations, evidence, or mitigating factors concerning the violation, which might influence the Commission's subsequent actions, such as imposing penalties or processing the citation. This step is also important for the broker's own documentation and could be beneficial if there are further discussions or proceedings related to the citation.

Failure to respond could lead to more severe consequences, such as automatic penalties or judgment against the broker. Additionally, other options, like challenging the citation in court, are typically more appropriate after the initial response to the Commission, unless the broker is prepared for a legal dispute without first addressing the citation directly.